We have been operating under public company guidelines since February 2010. Each quarter, the independent directors approve the valuation of the entire portfolio, which is disclosed in our SEC filings.

Management

Michael Gross Chief Executive Officer, Chairman of the Board

Bruce Spohler Chief Operating Officer, Director

Richard Peteka Chief Financial Officer & Secretary

Guy Talarico Chief Compliance Officer

Independent Directors

Steven Hochberg	David Wachter	Leonard Potter

• Code of Conduct
• Code of Ethics and Insider Trading
• Audit Committee Charter
• Nominating and Corporate Governance Committee Charter
• Compensation Committee Charter